Liaise with the Internal Auditor in relation to compliance matters and timely implementation of all audit recommendations related to compliance;

In this role, reporting to a supervisor of Filing Compliance and Collections, you will be going beyond the collection of outstanding taxes, levies and…

Develop and implement a compliance program to ensure the organization operates in accordance with provincial law.

Ability to interpret and apply legislation, regulation, and guidance relevant to market conduct reviews, assessments and findings.

Assists in the development and implementation of risk-based compliance reviews. Bachelor’s degree or college diploma in a relevant discipline such as business…

Nous recherchons un agent de la conformité pour veiller à ce que nos opérations et nos transactions commerciales respectent toutes les règles juridiques et…

You currently hold a Nova Scotia Paramedic license, have held a Nova Scotia Paramedic license within the last eight (8) years, and/or eligible to hold a Nova…

This role is accountable for contributing to the development and continuous improvement of the compliance program. Travel between sites is required.

You hold a Bachelor's degree in Business, Law, or a related field. Our vision is to enable the advancement of Small and Medium-sized Businesses (SMBs) by…

Conduct research to determine efficiency and effectiveness of managerial policies and programs. Analyze and provide advice on the managerial methods and…

Comprehensive services include: development of safeguarding research policies, training and education, review of risk assessments and mitigation plans for…

Compliance Oversight: Provide strategic direction and leadership for the development, implementation, and maintenance of the company's compliance program.

Investigate possible unethical conduct or breeches of securities or commodity futures law. Negotiate with corporations and government to determine the type and…

Lead on the compliance component on the development of new business processes, and on changes to current business processes arising from changes to Canadian…

Identify trends developing in trading of specific advisors and/or client accounts with an emphasis on suitability, concentration, potential conflicts of…

Undertake the annual compliance risk assessment for the division and ensure business plans include appropriate legal and compliance priorities.

Support the development, implementation and continuous improvement of Assante Compliance’s related programs, technology, tools and resources designed to enable…

Ability to assess sick or injured animals and provide basic first aid considered an asset. An undergraduate degree in public administration, criminology or…

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.

The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation…

Current knowledge of: regulations including relevant National Instruments; CIRO and other SRO Rules, Policies and Regulatory Notices; CSA National and…

Bachelor’s or master’s degree in finance, economics, law or another relevant field. Update the sector’s impact analyses and business continuity plan and…

Manage two-way communication between (active and passive) ETF market makers to assist in the creation and redemption process – across standard, negotiated/cash,…

Demonstrated ability to develop and implement compliance strategies, programs, policies and procedures in alignment with the company's goals and regulatory…